An Etymology of the Sogdian Title “Afšīn”

Written by Afsheen Sharifzadeh, a graduate of Tufts University focusing on Iran and the Caucasus. This article explores the history and etymology of the Sogdian term “Afšīn” as a derivative of Old East Iranian *xšaēwan in contrast to an untenable etymology that has been proposed from Avestan “Pisinah.”

(1) Wall painting of the Zoroastrian yazata, Arədvī Sūrā Anāhitā (Anāhid), discovered in the palace of the Afšīns (Kala-i Kahkaha I), Bunjikat, Tajikistan, 8th-9th century CE (2) Wall painting of a deity with features reminiscent of Chinese forms, Kal’a-i Kahkaha I, early 9th century CE, Hermitage Museum (3) Ruins of a palace (Kal’a-i Kahkaha), seat of the Afšīns at Bunjikat, which served as the capital of the principality of Osrūšana from the 6th to 9th centuries CE, Sughd province, Tajikistan (4) Burnt wooden statue, Kal’a-i Kahkaha, Bunjkat, 6-7th century CE

Background
Afšīn was a Sogdian-language title used by the rulers of various principalities in Transoxiana (modern-day Uzbekistan and Tajikistan) in the centuries immediately preceding the advent of Islam. However, the etymology of the word remains shrouded in uncertainty. Today, Afšīn (Afshin, Afsheen, Ashfeen, Avşîn, Ōšin) is used as a boy’s name in Iran, Armenia, Iraq and Turkey and, apparently through Persian influence, as a name for both boys and girls in the Indian subcontinent. The gender shift may stem from misinterpretation of the second element as the Persian affix -īn, signifying likeness, which is found in multiple Persian female names adopted by Hindustani Muslims (e.g. مهين Mahīn “moonlike”; پروين Nāzanīn “full of grace, darling”; شرمين Sharmīn “shy, coy”; امبرين Ambarīn “ambergris-like”, etc.). Linked to this group are other borrowed Persian female names that coincidentally possess a final -īn element (e.g. ياسمين Yāsamīn “jasmine”, نسرين Nasrīn “wild rose”, etc.), and one name in particular, Afrīn (from Persian آفرين āfarīn “praise, blessing”), bears the closest resemblance to it in form and thus may have influenced the gender shift. A later Hindustani version, Ašfīn, resulted from metathesis of /f/ and /ʃ/, perhaps by contamination from the name of the divine twin horsemen of the Rigveda, the Aśvín (अश्विन्). The Armenian variant Օշին Ōšin is explained by vocalization of the sequence /af/ resulting in the diphthong /au/ and then monophthongized to ō (e.g. earlier Աւշին Awšin; compare vocalization of Persian افرنگ afrang to اورنگ aurang “throne; splendor”, i.e. اورنگ‌زیب Aurangzēb lit. “ornament of the throne”, royal epithet of the sixth Mughal emperor), which has also occurred in renditions of the name in other languages, like Sorani Kurdish (اوشين Awšīn).

Its modern use as an anthroponym is, in all probability, an homage to the last of the Afšīns, a certain Khedār Kāvūs (?- 841 AD). Khedār Kāvūs was a scion of the rulers of Osrūšana, a Sogdian principality that lay at the southernmost bend of the Syr Darya and extended roughly from Samarqand to Khujand. He is popularly held to have been a [secret] protagonist of the ancient Iranic identity and imperial feeling in the face of Arab-Islamic intrusion. In the Arabic sources, Khedār Kāvūs is often referred to simply by his title, rendered al-Afšīn (الأفشين). When a power struggle and dissension broke out among the reigning family of Osrūšana, the prince al-Afšīn (Khedār Kāvūs) fled to Egypt where he succeeded in winning caliphal favor through his role as top commander of the Abbasid guard to the heir apparent, al-Mu’taṣim. After suppressing multiple rebellions and obtaining governorship of Egypt, al-Afšīn rose to the highest echelons of power and circumstance under the Caliph al-Mu’taṣim during a shining career of two decades. He was appointed supreme commander in the Abbasid campaigns against Byzantium and was rewarded governorship of Azarbāyjān, Armenia, and Sind for his victories. With al-Afšīn came a large band of his followers, fellow natives of Osrūšana, who were integrated into the army and, serving under their prince, became known as the al-Ushrūsaniyya (ٱلْأُشْرُوسَنْيَّة) regiment.

However, in later years, a series of intrigues caused his star to decline. He was eventually tried in court for suspected collusion with the anti-Arab renegade prince of Ṭabarestān, Māzyār, and also on the grounds that his conversion to Islam had been in some regards insincere. The allegations he faced included (1) housing richly ornamented Buddhist, Zoroastrian or Manichaean relics (“bejeweled idols and sacred books of the Magians”) in his personal palace at Sāmarrā, which he claimed were family heirlooms (2) ordering the flogging of a muezzin and imam in Osrūšana as punishment for converting a local shrine into a mosque, and (3) remaining uncircumcised. Following his indictment, al-Afšīn was imprisoned and starved in Sāmarrā, where he perished in 841 A.D.

It has been widely disseminated that the word Afšīn represents an Arabic corruption of a Middle Persian form, Pišīn, corresponding to Avestan 𐬞𐬌𐬕𐬌𐬥𐬀𐬵 Pisinah–, of unknown etymology. A closer analysis of the available linguistic and historiographical data casts doubt on this idea, and it shall instead be argued that the title is ultimately descended from Old Iranian *xšáyati “king, ruler” via Sogdian *xšaēwan (whence also Old Persian āyaθiya —> New Persian šāh). 

Coin in the name of Raxanč, Afšīn (lord) of Osrūšana. Tamgha symbol on the reverse with name of the ruler in Sogdian rγʾnč MRʾY “Raxānič Afšīn”. Excavated in the Palace of Kala-i Kahkaha I, Bunjikat, Tajikistan, 7th century CE

Pišīn and Afšīn as False Friends
The only attestation of Avestan Pisinah- is in the form Kavi Pisinah in the Zam Yasht, or “Hymn to the Earth”, composed in Younger Avestan. With the kavis (𐬐𐬀𐬏𐬌 kauui) being an order of poets-priests or mantic seers from Indo-Iranian times who were harshly condemned by Zarathuštra for being hostile towards his teachings (except for his princely patron, Vištāspa, who finally accepted his doctrines, and thereafter by analogy kavi or kay comes to denote kings in Zoroastrian tradition), the Younger Avestan texts, as with all of the Yashts, must have been formulated based on existing oral traditions decades or, perhaps centuries, after the life of their prophet. Kavi Pisinah is one of the listed successors of Kavi Kavāta (كى قباد Kay Qubād), the other successors in the formula being Kavi Usaδan, Kavi Arṣ̌an, Kavi Byarṣ̌an, and Kavi Syāvarṣ̌an. In the later Iranian national epic, the Shāhnāmeh, Kay Qubād is fashioned as the founder of the Kayāniān (Kiāni) dynasty and his third son كى پشين Kay Pišīn (from Avestan Pisinah) is mentioned in passing as characters proudly attribute their descent to him who was “wise” and whose “heart was full of giving”. In a repeating formula substituting only the names of the five successors, Pisinah is mentioned as follows in the Avestā:

𐬐𐬀𐬏𐬋𐬌𐬱 𐬞𐬌𐬕𐬌𐬥𐬀𐬢𐬵𐬋 𐬀𐬴𐬀𐬊𐬥𐬋 𐬟𐬭𐬀𐬏𐬀𐬴𐬍𐬨 𐬫𐬀𐬰𐬀𐬨𐬀𐬌𐬛𐬈
kauuōiš pisinaŋhō aṣ̌aonō frauuaṣ̌īm yazamaide
We worship the fravaṣ̌i [eternal spirit] of the righteous Kavi Pisinah (Yt. 13.132, 19.71)

The context in which an Indo-Iranian poet-priest or king’s personal name would be adopted as a regal title in Transoxiana is obscure indeed. Perhaps Avestan Pisinah represents the personification of an existing regional title rather than referencing a real individual. Although, this theory would not explain the absence of attestation to the other personal names listed in the Zam Yasht as regal titles, nor provide any hint to the ultimate etymology of Pisinah. Despite evidence pointing to Zoroastrianism’s status as the dominant religion in Transoxiana throughout the first millennium AD, it is unclear to what extent the religion was patronized by individual Sogdian rulers or the state of its vitality in the centuries immediately preceding the arrival of Islam. It is clear that Sogdian Zoroastrianism was different in some respects from the officialized Sasanian brand that was apparently practiced in Western Iran. The Sogdian version appears to have featured Old Iranian cult practices and perhaps a degree of syncretism with Indic religions. Beyond the Sogdian Zoroastrian contingent, Buddhist texts in particular form a significant portion of the surviving Sogdian language corpus, and the primary role Sogdian Buddhist monks from Ān 安 (Bukhara) and Kāng 康 (Samarkand) played in the diffusion of Buddhism into China is well-known. Manichaeism had also taken firm hold in the region since it had exploded on the scene across Eurasia and North Africa in early Sasanian times, and the conversion of the Uighur Qaghan to the universalist faith in the 8th century AD is attributed to Sogdian Manichaeans. Nestorian Christians also formed an important contingent, with thriving colonies present throughout T’ang China. The proposed link between Pisinah and Afšīn appears doubtful in light of these considerations.   

Second, to the author’s knowledge there exists neither a regular correspondence between Middle Persian pi– and New Persian af- nor any instances of Middle Persian pi– yielding New Persian af- through Arabic interference. Instead, the element ab-/af– continues several Old Iranian preverbs (*apa– ‘away’, *abi– ‘toward’, *upa– ‘under; up’) that fell together in Middle Iranian, and appears extensively already in Middle Persian:

Afrāštan (ʾplʾstn’): to raise, elevate (NP afrāštan or afrāxtan)
Afrōxtan (ʾplwhtn’): to kindle, to illuminate (NP afrūxtan)
Afzār (ʾp̄cʾl, ʾp̄zʾl): wear; material, instrument, tool (NP afzār)
Afzōdan (ʾpzwtn’): to increase; to add (NP afzūdan)
Afšāndan (ʾpšʾn-tn’): to scatter, disperse (NP afšāndan)
Afgandan (ʾpkntn’): to throw, to hurl (NP afkandan, afgandan)
Afrang (ʾplng): throne; splendor, majesty (NP afrang)

Other Middle Persian words with unclear etymologies but perhaps also derived from Hapá-, contained the element af-:

Afsōn: spell, incantation (NP afsūn)
Afsān: myth, story  (NP afsāna)
Afsōs: scorn (NP afsūs)

Sometimes, af- appeared in New Persian by prothesis of a- to the cluster frā-:

Afrāsiāb: From Middle Persian plʾsy̲d̲ʾp̄’ (frāsiyāb), plʾsyʾk’ (frāsiyāg). Compare Avestan 𐬟𐬭𐬀𐬢𐬭𐬀𐬯𐬌𐬌𐬀𐬥‎ fraŋrasiian

Third and most importantly, a regal title containing the element af-, namely “Afšīyan of Samarkand” (βαγο ογλαργο υονανο þαο οαζαρκο κοþανοþαο σαμαρκανδο αϕþιιανο Lord Uglarg, the king of the Huns, the great king of the Kushans, the Afšīyan of Samarkand), is attested in the Bactrian language as early as the 5th century AD—at least three centuries before the arrival of Islam. Another kindred title, Afšūn, appears in an 8th century epistle written in Sogdian addressing the ruler of Khākhsar from the king of Panjikent, Devaštič, whilst he was hiding on Mount Mugh from his impending doom at the hands of the Arab-Muslims. These examples illustrate the futility of advancing the element af- in Afšīn as a corruption by Arabic speakers following the advent of Islam. The element af- already existed in Middle Persian and Eastern Iranian, with the titles “Afšīyan of Samarkand” and Afšūn attested in Bactrian and Sogdian, respectively. Moreover Arabic interference would not be expected to result in the proposed transformation. Therefore, in searching for the name’s origins, any involvement of Middle Persian Pišīn and Avestan pisinah– can rightfully be discarded.

Letter written in 722 CE on pale-gray Chinese paper in Sogdian from Devaštič, ruler of Panjikent, to Afšūn, ruler of Khākhsar, discovered on Mt. Mugh, Tajikistan. Devaštič reproaches the Afšūn for his incompetence in communicating with the Turkic qaghan, but also expresses a hope that the Turks will come to his rescue on Mt. Mugh where he is making a last-stand against the invading Arab-Muslims. It does not seem that they ever did.

Sogdian Etymologies from Old Iranian
We ought to consider the attestations of Afšīn and variants thereof in the original sources. Was this a Western Iranian rendition of an Eastern term? An internal Sogdian transformation of a high frequency word? In our analysis we need make mention of another Sogdian title, Axšīd (Arabic: الإخشيد al-Ixšīd), a variant of xšyδ, xšēδ “chief; commander”, which was in use among the rulers of Farghāna and attested in the early Islamic period. It is also attested in the late 8th century Middle Persian Manichaean text Mahrnāmag as the title of the ruler of nearby Kāšğar (疏勒 Shūlè), a Saka-speaking city-state in the Tarim Basin. The currency of the title must have persisted in the Farghāna valley as late as the 10th century, since the short-lived Ikhshidid dynasty of Egypt and the Levant (935-969 AD) was apparently founded by a Baghdad-born prince of Transoxianan extraction, styled as Muḥammad al-Ixšīd.

Attestations of Afšīn and renditions akin to it are summarized in the table below, followed by a discussion.

TitleNative LocalityAttested LanguageTime period
Axšīd or IxšīdFarghāna, KāšğarSogdian, Arabic642–755 CE
AfšīyanSamarkandBactrian5th century CE (Lord Uglarg)
AfšīnOsrušanaArabic712-14 CE
AfšūnKhākhsar (modern Do’rmontepa, a locality 20 miles west of Samarkand)Sogdian722 CE

Although these titles have been proposed to stem from *xšaēta “radiance brilliance” (whence Persian šīd), the Old Iranian *xšáyati “king, ruler” is more likely to be the origin. According to B. Gharib’s Sogdian-Persian-English dictionary, the origin of Afšīn is specifically *xšaēwan containing the elements *xšay “to dominate, to rule” and -wan(ē) “doer”, equivalent to Proto-East-Iranian *xšaivanaka. The fronting of initial /x/, /xᵛ/, or /h/ to /f/ is attested in Sogdian: e.g. Sogdian Frōm “Rome, Byzantine” cf. Middle Persian Hrōm; Sogdian farn, fan “glory, royal splendor” < Avestan xᵛarənah; Sogdian fraxrōs “timid” < Avestan fraxraosya- < xroad-.

It is not difficult to infer fronting in variations of *xšaēwan, including (ə)xšēwanē > axšēwan > Afšīyan? and (ə)xšyōnē > axšōn > Afšūn? The form Afšīn, then, is akin to these, and is perhaps a variation of Afšīyan in particular. As such it is possible that only Axšīd (xšēδ) is derived directly from Old Iranian *xšáyati “king” rather than the form *xšaēwan “dominator, ruler”. It further does not exhibit fronting of the initial voiceless velar fricative /x/, which is peculiar if the inhabitants of Farghāna were part of a dialect continuum with other Sogdian speakers who had fronted the initial velar /x/ in their kindred regal titles. This is problematic in that Axšīd persists chronologically later than the other forms. Perhaps the Ixšīds of Farghāna deliberately chose their title from a more archaic word that was still known to them. Or perhaps their dialect simply escaped the sound change that took place further west. Nonetheless, Gharib’s Sogdian-Persian-English dictionary lists multiple lexemes derived from the root *xšaēwan that apparently retained the initial /x/, including a word for “queen”. In this context, it seems the fronted Afšīn and its variants would have been particularly strange:

(10651) xšāwan > (a)xšōn: “power, rule, authority”
(10652) xšōndār: “ruler”
(10663) ō, xšēwanč, xšəwanč: “queen”

Thus while we cannot know for certain, it appears most likely that the meaning of Afšīn in Sogdian was “King, ruler”, and is a relative to Persian šāh.

Manichaeism: An Early Universalist Religion

Written by Afsheen Sharifzadeh, a graduate of Tufts University focusing on Iran and the Caucasus. This article surveys the Manichaean religion (Āyin-e Māni), which was founded in Sasanian Iran in the 3rd century AD but quickly expanded into the Roman Empire, Inner Asia and China, with a pocket surviving in Fujian into modern times

The only extant statue of the Iranian prophet Māni (摩尼 Móní), carved into a cliff at the Cǎo’ān nunnery (photo 3) in 1339 A.D. by Chinese Manichaeans during the Yuan Dynasty, Jinjiang, Fujian province, China. In China, Māni assumed the configuration of “Māni, Buddha of Light,” (Chinese: Móní guāng fó 摩尼光佛 ) depicted with straight hair draped over his shoulders and sporting a beard in a Chinese Manichaean icon from the 14th or 15th century A.D. (photo 2) The distinctive features of the prophet (arched eyebrows, fleshy jowls) are still apparent in the carving. By report, the statue had a mustache and sideburns, but they were removed by a 20th-century Buddhist monk trying to make the statue more like a traditional Buddha. UNESCO designated the site of the Manichaean Cǎo’ān a World Heritage Site in 2021 as a unique relic of an extinct world religion.

Background
Māni (216–274 CE) was an Iranian prophet born near the Sasanian Persian capital of Ctesiphon, who reported having received two revelations, the first at the age of twelve and the second at twenty-four, from a spiritual being whom he later designated as his heavenly “Twin” (Greek: σύζυγος súzugos “yokefellow”; Aramaic: תאומא tɑʔwmɑ “twin”). Following successive revelations by Zoroaster, Buddha, and Jesus Christ—the three ‘Apostles of Light’—Māni styled himself as the ‘final seal’ (or παράκλητος Paráklētos ‘Paraclete of Truth’) in a line of prophets whose respective religions had come to predominate in the great cultural spheres of Rome, Persia and China. This self-understanding was shaped within the religiously plural environment of Sasanian Persia, where all three traditions were already widely practiced. Māni was born, according to later tradition, of noble Parthian stock on his mother’s side; his father Pattig had joined the Jewish-Christian sect of the Elchasaites in Asōristān (Sasanian Mesopotamia) and raised the boy within it, a milieu whose heterodox character provided fertile ground for the synthesis and universal claims of his later teaching.

In essence, Māni’s message calls upon the faithful to liberate the divine light that is imprisoned in matter so that it may return to the realm of pure spirit (the World of Light). Salvation is thus understood to depend upon spiritual knowledge and progressive purification from material attachments, since the physical world itself is held to be intrinsically evil. The prophet himself is credited with the composition of a substantial corpus of sacred writings. Seven works were written in Syriac—a liturgical Aramaic language understood in Asōristān—while a further treatise, composed in Middle Persian for King Shapur I, set out the principles of the religion and was known as the Šābuhragān (Chinese: 二宗经 Èrzōng jīng). Māni was also a famed painter who disseminated his teachings through illuminated picture books, above all the Ārdahang (New Persian: Aržang ارژنگ; Coptic: ⲉⲓⲕⲱⲛ Eikōn; Chinese 大門荷翼圖 Dà ménhéyì tú, transcribing an Parthian title reconstructed as *dō bunɣāhīg “of the two principles”), as well as through hymns of praise and dramatic performances, employing a range of media to convey his message.

Manichaeism may fairly be called the first deliberately universal religion. Māni envisioned his teaching as a creed for the whole of the known world, intended to embrace and surpass all previous religious traditions and to explain all that exists in heaven and on earth. Owing to its zealously missionary character, within two centuries this dualistic doctrine had won adherents across a vast geographical range, from Hispania, Gaul, Rome and Numidia, through Egypt, Mesopotamia, Persia and Transoxiana, as far as China, where it has endured in an altered form into modern times. Distinct regional expressions emerged as the religion spread, such as a ‘Chinese’, ‘Roman’, or ‘Egyptian’ Manichaeism–yet in the early centuries these were held together by a single ecclesiastical structure, centered on the seat of the Archegos (ἀρχηγός, “leader”) at Ctesiphon, in the province the tradition called Babylon, whose authority ran to the farthest communities of the faith.

Whilst the entirety of the existing Manichaean corpus was recovered fragmentarily in Egypt and China in the 20th and 21st centuries, this speaks naught to the religion’s historical distribution or popularity elsewhere. Indeed, Saint Augustine of Hippo (354-430 AD) was a Manichee prior to his conversion to Christianity, which followed a disillusioning experience with Faustus of Mileve, a fellow Numidian and a prominent Manichaean teacher active in Carthage. At the opposite chronological end of the tradition, the last recorded Archegos resident at Ctesiphon, known to the Muslims as Abū Hilāl al-Dayhūri (r. 754–775 AD), was likewise of North African extraction. Further testimony points to a substantial Manichaean presence in the Latin West. Hilary of Poitiers wrote that Manichaeism was a significant force in Roman Gaul by 354 A.D, while numerous Manichaean monasteries existed in Rome in 312 AD during the time of Pope Miltiades. In Central Asia the religion attained an even more striking degree of political recognition, when the Uyghur Khaghanate, under the influence of its Sogdian urban elites, adopted Manichaeism as its official faith between 763 and 840 CE.

Yet despite this remarkable geographical spread and occasional institutional support, Manichaeism stands almost alone among the major organized religions of the pre-modern world in having suffered a near-total extinction. Subjected over the centuries to sustained and often severe persecution across the regions in which it had once flourished, it ultimately survived only in scattered remnants and in disguise.

(1) Phases of Manichaean history (3rd-17th centuries A.D.) (2) The spread of Manichaeism (~300-500 A.D.)

Manichaean Cosmogony, Social Organization and Ethics
Māni’s teaching, which is essentially Gnostic in character, sets forth a fantastically detailed system of divine and demonic forces, preserved in fullest detail in the Kephalaia, the great compilation of his discourses set down by his disciples. Setting aside the syncretic elements of his religion and considering notions unique to Manichaeism, the following may be enumerated. The Manichaean narrative begins with a primordial cosmological battle between two independent and eternal ‘realms’ or ‘natures’, existing beyond the bounds of the physical universe: the World of Light and the World of Darkness. The conflict between these two intangible realms composed of the substances Light (Spirit) and Darkness (Matter), respectively, continues to define all of reality.

The drama unfolds when the demonic powers of Darkness, driven by greed, launch an assault upon the World of Light, whereupon God, the Father of Greatness, summons forth divine emanations of himself to defend his realm. However, in the course of the ensuing combat, the two substances become disastrously intermixed at the hands of merciless demons. Then, a second set of Light divinities are summoned, who create the world, sun, moon and stars as an intricate mechanism designed to separate the two substances. But demons retaliate to this tactic by further dividing the imprisoned Light still more finely and dispersing it throughout the material constituents of Earth. Thus human beings, animals, plants, water, soil and other features of the visible world are understood to be sparks of Light trapped in the illusion of matter, causing the Light particles to become defiled by the Darkness encapsulating them. Therefore, the Manichaean view explained the existence of evil by positing a flawed creation in the formation of which God took no part, and which constituted, rather, the product of an attack by evil beings against God. The appearance of the Prophet Māni is accordingly interpreted as a further intervention by the World of Light to reveal to mankind the true source of the spiritual Light imprisoned within their material bodies.

Animals were held to be the abortions of she-demons, and accordingly poor in Light; their dimness of mind, since mental activity was itself a manifestation of Light, was the visible proof. Plants, by contrast, and in particular melons, cucumbers, grapes, and other fruits distinguished by a marked luminescence, were believed to contain high concentrations of Light particles, which might be liberated through the digestion of the Elect, as will be described below.

Man’s charge was accordingly conceived as twofold in its support of the World of Light and its struggling, non-omnipotent God. First came adherence to the rules and observances of the Manichaean Church, and the embodiment of the virtues of Light, among them patience, honesty, non-injury, kindly speech, temperance, wisdom, joy and charity. The framework’s center of gravity is worth remarking. Its gravest sin was not lust or drink but injury to the Light in any form; for the Elect even procreation stood condemned, since to beget a child was to forge another prison for the Light. About gender roles the surviving precepts say little, and about the classification of desire, nothing; an ethic that graded every act by its effect on the Light had no need to legislate for the body otherwise, and in this austerity it recalls the Gāthās of Zoroaster, which likewise address the soul and pass over the stations of society in silence. Secondly, the ascetic elite, designated the Elect, were entrusted with the task of liberating the dispersed Light from its entrapment in demonic matter, above all in fruits and vegetables, and assisting its return to the World of Light. The ascent was believed to proceed by way of the two heavenly ships, the sun and the moon, whose waxing and waning marked the freight of Light they carried before its passage onward through the Milky Way. In this way Manichaeism made cosmology into ethics: its adherents lived as though the entrapment of the Light were literally true, because for them it was, and every meal, every abstention, every act of gentleness was a physical operation upon the imprisoned Light.

An artistic restoration of ‘The Work of the Religion Scene’ (MIK III 4794 recto, detail), from an illuminated manuscript of the Aržang, or Māni’s ‘Book of Pictures, recovered near Turfan, China. The composition functions as a didactic diagram illustrating the central aim of Manichaean practice: the liberation of Light from its captivity in Darkness. Lay-followers are shown offering vegetarian food, believed to contain a high concentration of Light particles, to the Elect, whose consumption of this nourishment effects the release of the imprisoned Light. Through the chanting of hymns, the freed light is depicted as departing from the bodies of the Elect and ascending toward the World of Light. The moon and the sun function as vessels of Light, conveying the freed particles back to God, while above the scene the Father of Greatness, symbolized by his right hand, reaches down to receive the shipment

Manichaean social organization divided the faithful into two classes: the Elect, an elite body of monks committed to itinerant missionary activity and a life of ascetic discipline, and the Hearers, lay-followers who continued to lead relatively ordinary lives. The relationship between the two was conceived as reciprocal. The Hearers sustained the Elect with alms, and took upon themselves the labors, the sowing and harvesting of crops, the begetting of children, that the faith held sinful because they wound and imprison the Light, yet without which no community can live. The Elect, kept pure by this division, interceded for the guilt so incurred, for the Hearers depended in turn upon the Elect for their salvation. The Elect observed twelve commandments, kept a chaste, vegetarian and mendicant manner of life, and were “sealed” with the three seals of mouth, hands and breast, ensuring purity of speech, of action and of feeling. They lived in monasteries, yet went forth on foot to spread and strengthen the faith, and took their single vegetarian meal only after nightfall.

Since neither community was regarded as wholly capable of fulfilling all its respective religious obligations, regular rites of atonement were observed, in the form of confession (xwāstwānīft in Parthian), which were performed on Sundays for the Hearers and on Mondays for the Elect. Hearers who lived righteously were believed capable of reincarnation as Elect, or perhaps as fruit, whose Light could then be freed through consumption by the Elect. The souls of the Elect themselves, disentangled from the darkness that had encased them, returned at death to the World of Light, received there upon deliverance by “Jesus the Splendor”, the radiant figure whom Māni honored as his forerunner and whose apostolate he claimed to continue.

Icon of the King Jesus; a digital reconstruction of the enthroned Jesus (光明夷數 Guāngmíng Yíshù ‘Jesus of Light’) image on a Manichaean temple banner from ca. 10th-century Gāochāng, China. It is the oldest known Manichean Jesus portrait.

Moreover, the Hearers were expected to provide alms of vegetarian food to the Elect, for it was believed that within melons, gourds, grapes, fruit-juices and similar substances Light particles lay imprisoned, and that the digestive tracts of the Elect were miraculous purifying instruments that could set them free. At the daily meal ceremony the bodies of the Elect thus served as a kind of altar, upon which the food was offered and consumed; sequences of prayers and songs of praise followed, for the ascension of the freed Light back to the World of Light. These rites reached their fullest elaboration at the Bēma festival (Greek bēma, lit. “platform, judgment-seat”; Mid. Pers. and Parthian gāh rōšn, “Throne of Light”), held at the close of the Manichaean fasting month in commemoration of Māni’s death: a large portrait of the prophet (Greek eikṓn, Mid. Pers. pahikirb) was set upon a splendidly adorned throne of five steps, the empty seat awaiting its master, and presided over the assembly and its meal.

(1) Sacrificial ceremony for the 1013 birthday of Lín Dèng (林瞪; 1003-1059 A.D.), an important Chinese Manichaean leader who lived during the Northern Song Dynasty in Băiyáng township, Xiápǔ county, Fujian province, China. Today in Băiyáng Township, the “Xiápǔ Manichaean manuscripts” are used for rituals conducted for Lín Dèng in the three villages of Băiyáng 柏洋村, Shàngwàn 上万村, and Tǎhòu 塔后村 (2) Master Chen Peisheng officiates prayer scene at Puxi Fushou Palace (福寿宫), Fuzhou, China. (3) A Yuan-era black glazed bowl found at the Cǎo’ān Temple excavation with the engraving on the bottom “Church of Light” (明教會 Míng Jiàohuì), a name for the Manichaean faith known in China as 明教 Míngjiào “Religion of Light”

Syncretism in the Cases of Egypt and China
The remarkable degree of syncretism in Māni’s teachings allowed local beliefs to be folded into the structure of his own system. By a process loosely analogous to molecular mimicry in immunology, deliberate resemblances between Manichaean teachings and native beliefs made the new faith quickly intelligible, and quickly adopted. The names of Māni’s deities and mythological actors were often replaced by names drawn from the local religion, while prayers, hymns and other forms of worship were in many cases taken over wholesale with little variation. Thus Abbā dəRabbūṯā (“Father of Greatness”, the highest Manichaean deity of Light) might in Middle Persian texts be translated literally as pīd ī wuzurgīh, or replaced outright by Zurwān, the supreme principle of the Zurvanist branch of Zoroastrianism. The names given to the gods for the Iranian mission were drawn systematically from the Zoroastrian pantheon, and the renaming extended even to the system’s non-Iranian figures: Jesus, Adam and Eve appear as Xradesahr, Gēhmurd and Murdiyānag, and the primal figure Nāšā Qaḏmāyā, “the Original Man”, was rendered Ohrmazd Bay, after the Zoroastrian god himself. To the Zoroastrians of Mesopotamia, Persia and Transoxiana, the new religion thus arrived speaking in the names of their own gods.

This process continued in Manichaeism’s meeting with Chinese Buddhism, where, for example, the original Aramaic קריא qaryā (the “call” from the World of Light to those seeking rescue from the World of Darkness), becomes identified in the Chinese scriptures with Guanyin 觀音 (Avalokiteśvara; lit. “watching/perceiving sounds [of the world]), the bodhisattva of Compassion. During and after the 14th century, some Chinese Manichaeans involved themselves with the Pure Land school of Mahayana Buddhism in southern China. Those Manichaeans practiced their rituals so closely alongside the Mahayana Buddhists that over the years the two sects became indistinguishable. The Cǎo’ān temple in Fújiàn stands as the monument of this synthesis: its statue of the “Buddha of Light” (Móní guāng fó 摩尼光佛), carved in 1339, is the only known statue of Māni to survive anywhere, and it survives because it wears the aspect of a Buddha.

(1) 10th-century Manichaean Electae (women), discovered at the capital of the Uyghur Khaghanate, Gāochāng 高昌 (قۇچۇ Qocho; قاراغوجا Qara-Khoja), Turfan oasis, China (photos 2-3) The ruins of Gāochāng, designated the capital of the Uyghur Khaghanate in 850 A.D., Turfan, China

According to Chinese adherents of Manichaeism during the Míng dynasty, their religious tradition made its way into China via a mōžak (Chinese mùshé 慕闍), a teacher of the church’s highest rank, during the reign of Emperor Gāozōng of Táng (650–683 AD). Bishop Mihr-Ohrmazd, a disciple of that mōžak, followed his mentor into China and was granted an audience with Wǔ Zétiān, who wielded significant power during the Táng dynasty from 684 to 690 AD and ruled as the emperor of the Wǔ Zhōu dynasty from 690 to 705 AD. According to later Buddhist sources, during this audience with Empress Wǔ in 694 AD, he presented the Šābuhragān (Chinese: Èrzōng jīng 二宗经), which apparently became the most popular text among Chinese Manichaeans. In 731 AD, Emperor Xuánzōng sought a summary of their foreign religious beliefs from a Manichaean, resulting in the creation of a text known as the “Compendium of the Teachings of Māni, the Awakened One of Light.” This text interprets the prophet Māni as an incarnation of Lǎozǐ.

The Compendium was an instrument of scrutiny, however, and the scrutiny ended in proscription: in 732 AD, an imperial edict condemned the religion as a false teaching masquerading as Buddhism and forbade it to the Chinese, while permitting the foreigners of the empire to practice it among themselves. Its fortunes reversed again three decades later, when the Uyghur khaghan Bögü accepted the faith at Luòyáng in 762/763 and made it the religion of his steppe empire; and the Táng court, which owed the Uyghurs its survival of the Ān Lùshān rebellion, was thereafter obliged to tolerate Manichaean temples in China proper (the rebel himself was a Sogdian, his surname Ān 安 denoting the men of Bukhara and his name a Chinese rendering of Sogdian Rokhshan, “the luminous”; the Táng were thus driven into the arms of the Religion of Light by a man who already bore its name). The arrangement lasted exactly as long as Uyghur power. When the Khaghanate fell to the Kirghiz in 840 the protection lapsed, and in 843 the Táng moved against the religion with severity, closing its temples and killing its clergy; the faith survived by going underground and moving south, where Sòng officials record its adherents with hostility as “vegetarian demon-worshippers” (Chinese: chīcài shìmó 吃菜事魔), and where, in Fújiàn, it entered the long Buddhist assimilation whose end is Cǎo’ān.

Saint Augustin” by Philippe de Champaigne, c. 1645. A former Manichaean, Saint Augustin of Hippo Regius in Numidia (present-day Algeria) was a Berber Christian bishop, theologian and philosopher who contributed significantly to the formulation of Western Christianity. Following an encounter at a Manichaean conference in Carthage with a fellow Numidian Manichaean bishop, Faustus of Mileve, Saint Augustin gradually left the religion and became a prominent anti-Manichaean polemicist, although the religions influenced his interpretations of Christianity

Egypt was evangelized in Māni’s lifetime by his early disciple Adda who arrived in Alexandria, according to Manichaean narratives recovered at Turfan in China. Lower Egypt served as an early transit for the faith into the Roman Empire, from which it spread to Carthage and Western Europe. However, Upper Egypt in particular has been seen as a Manichaean stronghold. At the village of Kellis in the Dakhleh Oasis, excavations have recovered Manichaean psalms, letters and wooden codices from a living fourth-century community; and the great Coptic Psalm-book found at Medinet Madi in the Fayyum oasis praises Jesus in stanza after stanza in the manner of a Christian psalter, until the closing doxology declares: “Glory and victory to our Lord, our Light, Māni and his holy Elect” (Psalmbook 52). This inherent flexibility likely facilitated its widespread acceptance across various milieus by permitting the harmonization of its teachings with pre-existing religious beliefs. On many occasions, Manichaeans were notorious for their ability to pass as adherents of the majority faith at a moment’s notice. Paradoxically, however, this malleability may have contributed to the eventual evaporation of Manichaeism, akin to sand slipping through fingers, as adherents may have found it effortless to revert to the majority religion when the need for spiritual conformity arose. In times of persecution, layers of Manichaean-specific doctrines could be relinquished without the necessity of renouncing the majority faith in its entirety.

The ruins of Kellis, Egypt. The oases of Upper Egypt once served as a stronghold of Manichaeism, with much of the the current Manichaean corpus being recovered from 20th-century expeditions there

Under the Caliphs

The Arab conquest at first eased the Manichaeans’ condition, for the fall of the Zoroastrian state church ended a persecution of four centuries’ standing; under the Umayyads the community was largely left in peace, the Archegos kept his seat at Ctesiphon, and exiles returned from beyond the Oxus, so that the eighth century opened as the most hopeful the church had known in its homeland since the death of its founder. The hope was misplaced. To the early Abbasids, seated in Mesopotamia amid the largest Manichaean population on earth, the faith came to embody the archetype of secret unbelief, the religion that hides inside other religions; and the caliph al-Mahdī (r. 775–785) raised against it a formal inquisition, the first in Islam, with a standing officer, the ṣāḥib al-zanādiqa, charged expressly with hunting its adherents out. Suspects were made to curse Māni and spit upon his portrait, the very image that had presided in glory over the Bēma; those who would not were executed, and the caliph on his deathbed bound his son to the work.

The Muslims called the Manichaeans zindīq, taking over the Middle Persian zandīg by which the Zoroastrian priesthood had condemned them five centuries before, a word evidently derived from zand, “interpretation,” and denoting one who follows commentary in place of scripture; the new inquisition thus prosecuted under a name coined by the old one, and Māni’s church holds the distinction of having been declared heretical, under the same word, by two world religions in succession. The term soon widened, as terms of persecution do, to cover dualists, freethinkers and the impious of every description, and it survives so in Persian and Arabic to this day. Ibn al-Nadīm, whose Fihrist of 987 preserves the fullest outside account of Māni’s books and doctrine, remarks that in his youth he had known some three hundred Manichaeans in Baghdad, and that at the time of writing scarcely five remained. By then the seat of the Archegos had been withdrawn beyond the caliphs’ reach to Samarkand, and the church’s center of gravity had passed, with its refugees, to the Uyghur east; in the lands of Islam the religion thereafter survived chiefly as an accusation, a charge to be leveled at poets and viziers, while Persian letters kept a gentler name for it, āyin-e Māni, the creed of Māni, remembered less as a heresy than as the religion of the painter of the Aržang.

Rediscovery

For fifteen centuries the religion was known almost wholly through its enemies: through Augustine’s polemics, the Greek heresiologists, and the Zoroastrian and Muslim refutations. Its own voice was recovered only in the twentieth century, and piecemeal, from the two ends of its old missionary world. The German expeditions to Turfan (1902–1914) brought back thousands of fragments in Middle Persian, Parthian, Sogdian and Uyghur; the sealed cave library at Dūnhuáng yielded the great Chinese Hymnscroll and the Compendium itself; the find at Medinet Madi in 1929 restored the Coptic Psalm-book and the Kephalaia, the great compilation of the prophet’s discourses; the excavations at Kellis recovered the letters of an ordinary fourth-century congregation; and in 1969 the Cologne Mani Codex, a Greek parchment small enough to lie in a child’s palm, gave back the prophet’s own account of his youth among the Elchasaites. The Xiápǔ manuscripts, which came to light only in 2008, have carried the recovery into the present century. Few religions have been so thoroughly erased, and none so strangely restored.

The recovered corpus is, in effect, a map of the religion’s method. The same church speaks Coptic in Egypt, Parthian, Persian and Sogdian in western and central Asia, Chinese at Dūnhuáng and Greek in the little codex; each community had received the faith in its own dress, and many a fragment, taken alone, might pass for a text of the religion it wore. What the church’s enemies condemned as duplicity, the manuscripts reveal as constitution: Māni had built his religion to translate to all humankind, and it spread across the world by that gift, and vanished into the world by the same one. At Cǎo’ān the two histories stand in a single image, a Buddha on a cliff face etched with the prophet’s own features; and in the villages of Xiápǔ, offerings are still made before Lín Dèng with liturgies that name the gods of Māni’s church, by villagers who learned only in recent years what it was their fathers had handed down.

Further reading:

S. N. C. Lieu, Manichaeism in the Later Roman Empire and Medieval China, 2nd ed. (Tübingen, 1992)

J. BeDuhn, The Manichaean Body: In Discipline and Ritual (Baltimore, 2000)

I. Gardner and S. N. C. Lieu, eds., Manichaean Texts from the Roman Empire (Cambridge, 2004)

Z. Gulácsi, Mani’s Pictures (Leiden, 2015)

H.-J. Klimkeit, Gnosis on the Silk Road: Gnostic Texts from Central Asia (San Francisco, 1993)

N. J. Baker-Brian, Manichaeism: An Ancient Faith Rediscovered (London, 2011)

W. Sundermann, “Mani” and “Manicheism i. General Survey,” in Encyclopaedia Iranica; and, among the primary sources, Ibn al-Nadīm, The Fihrist, trans. B. Dodge (New York, 1970)